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Stock Exchange Requirements / Regulation

  • Brazil

    Regulatory Framework
  • Canada

    Technical Guide to Listing
  • Gulf States

    Bahrain – Corporate Governance
    Bahrain – HC-1 Corporate governance
    Kingdom of Saudi Arabia – Corporate Governance Regulations
    Kuwait – Council of Ministers Law No. 15 of 2017 amending provisions of Law No. 1 of 2016 on the Promulgation of the Companies Law
    Kuwait – Chapter III: Organisation of Banking Business
    Oman – Code of Corporate Governance for Public Listed Companies
    Qatar – Governance Code for Companies & Legal Entities Listed on the Main Market
    United Arab Emirates – Regulations SCA’s | Regulations | Securities and Commodities Authority
  • Malaysia

    Listing Requirements
  • New Zealand

    Listing rules for the NZX Main Board and NZX Debt Market
  • Nigeria

    Rulebook of the Nigerian Stock Exchange
  • Pakistan

    Rule Book Of Pakistan Stock Exchange Limited (PSX)
  • Philippines

    PSE – Consolidated Listing and Disclosure Rules
  • Singapore

    Rulebooks
  • United Kingdom

    FCA Handbook
  • United States

    NYSE Initial Listing Standards (includes closed end funds)
    NYSE Continued Listing Standards
  • Vietnam

    Elaboration of some Articles of The Law on Securities

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